Institutional Introductions

Connecting Institutions with Regulated Financial Service Providers

Sterling Financial Services LLC facilitates introductions to appropriately authorised financial service providers, subject to applicable regulatory requirements and client eligibility.

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How We Assist

Our role is to facilitate introductions for eligible institutional and professional clients to relevant regulated financial service providers. SFS does not itself provide the introduced financial services.

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Financial Service Introductions

Introductions to appropriately authorised financial institutions for relevant financial services, within our permitted scope.

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Initial Coordination

Assistance with initial communications and introduction-related documentation, where applicable.

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Regulatory Checks

Introductions are subject to checks of the relevant financial service provider's regulatory authorisation.

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Direct Provider Relationship

Clients discuss terms and receive financial services directly from the relevant authorised institution.

Who We Serve

Eligible brokers, financial institutions and professional businesses seeking introductions for financial services. All requests are assessed against applicable requirements and SFS's licensed activity.

How It Works

A straightforward introduction process, subject to eligibility and regulatory requirements.

1

Tell Us Your Requirements

Share the type of financial service and institutional connection you are seeking.

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We Assess and Introduce

Where within our permitted scope, we may facilitate an introduction to a relevant authorised institution.

3

Deal Directly with the Provider

Any services, terms and agreements are between you and the financial service provider.

Let's Discuss Your Requirements

Contact our team to enquire about a possible institutional introduction.

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Regulatory Disclosure: Sterling Financial Services LLC is licensed and regulated by the UAE Capital Market Authority (CMA), Licence No. 305029, Category 5 – Introduction Activity. SFS provides introduction services only and does not provide investment advice, execute trades, manage investments, provide custody services, or accept or hold client funds. Introductions are subject to applicable regulatory requirements and client eligibility. Financial products may involve risks, including loss of capital.

Important: This is a proposed website page for internal review, not a regulatory approval or confirmation that any specific proposed B2B arrangement is within the licensed scope.